linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lora Ann Chavez

Apex Clearing Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lora? Claim Your Profile

About Lora Ann Chavez

Lora Chavez is a registered representative with Apex Clearing Corp. Lora has been in the securities industry since September 9, 2012. Lora has passed the Securities Industry Essentials Examination and the Operations Professional Examination. Lora is currently registered with FINRA.

Firm Information

Lora Chavez is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lora Chavez’s Registration & Firm History

TX

09/10/2012 - Present

Apex Clearing Corp. (DALLAS TX)

TX

03/01/2021 - 03/16/2023

ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)

Not sure if Lora Ann Chavez is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lora Ann Chavez.
Not sure if Lora Ann Chavez is right for you?