Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lopez? Claim Your ProfileDuane Davis, a CERTIFIED FINANCIAL PLANNER™ professional, has over 30 years of experience in the financial services industry. Duane is a Registered Representative and Investment Advisor Representative with Cuso Financial Services, LP. Duane has held previous positions with CUNA Brokerage Services, Inc., FTB Advisors, Inc., Wachovia Securities, LLC, First Union Brokerage Services, Inc., IDS Marketing Corporation and IDS Financial Services Inc.. Duane holds Series 6, 7, 24, 63, 65, and 66 securities licenses, and the SIE. Duane specializes in providing financial planning and investment advisory services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
08/06/2019 - Present
Cuso Financial Services, LP (Matthews NC)
NC
07/15/2015 - 07/15/2019
CUNA BROKERAGE SERVICES, INC. (WINSTON SALEM NC)
NC
12/02/2010 - 06/11/2015
FTB ADVISORS, INC. (WINSTON SALEM NC)
NC
10/01/2000 - 12/31/2005
WACHOVIA SECURITIES, LLC (WINSTON-SALEM NC)
NC
04/02/1987 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
09/10/1984 - 04/21/1986
IDS MARKETING CORPORATION
NA
09/10/1984 - 04/17/1986
IDS FINANCIAL SERVICES INC.
BOTH
Issued 11/10/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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