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Lonnie Ray Vogt

American Enterprise Investment Services Inc.

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About Lonnie Ray Vogt

Lonnie Vogt is a financial advisor with American Enterprise Investment Services Inc. Lonnie has been in the industry since 1999 and is registered with the state of Minnesota. Lonnie has passed the Series 7, Series 55, Series 57TO, and SIE exams. Lonnie previously worked at Ameriprise Financial Services, Inc., Cobra Trading, Inc., Piper Jaffray & Co., U.S. Bancorp Piper Jaffray Inc., U.S. Bancorp Investments, Inc., and Global Financial Group, Inc.

Firm Information

Lonnie Vogt is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lonnie Vogt’s Registration & Firm History

MN

05/18/2017 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

11/17/2009 - 05/18/2017

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

WI

04/20/2005 - 01/02/2009

COBRA TRADING, INC. (HUDSON WI)

MN

08/19/2003 - 07/07/2004

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

MN

05/24/2000 - 11/15/2002

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

MN

06/24/1998 - 06/05/2000

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MN

03/26/1997 - 05/27/1998

GLOBAL FINANCIAL GROUP, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 01/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Lonnie Ray Vogt. Review regulatory record here.
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