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Long Nam Tran

Bofa Securities, Inc.

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About Long Nam Tran

Long Nam Tran is a registered representative with Bofa Securities, Inc. Long has been in the financial industry for over a year. Long is licensed in California. Long specializes in providing research-related services and is associated with Bofa Securities, Inc. which provides research-related services. Bofa Securities, Inc. has a main office in New York, NY. Bofa Securities, Inc. has over 314 registered representatives. The firm provides other investment advisory services. Long is registered with FINRA and has passed the Series 7TO, Series 63 and SIE examinations. Long's registration began on January 5th, 2022.

Firm Information

Long Tran is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Long Tran’s Registration & Firm History

CA

12/16/2021 - Present

Bofa Securities, Inc. (NEWPORT BEACH CA)

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Licenses & Designations

BC

Issued 12/22/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Long Nam Tran.
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