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Long N Tran

Compound Planning

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About Long N Tran

Long Tran is a financial advisor with Compound Planning. Long has been in the financial services industry since 2013. Long has a Series 7, Series 66 and SIE license. Long specializes in financial planning, portfolio management, and educational seminars. Long is registered with the state of Washington and is currently pending approval in California. Long has been with Compound Planning since December 2023. Before joining Compound Planning, Long was with Lido Advisors, LLC, Mission Wealth Management, and Wells Fargo Advisors.

Firm Information

Long Tran is currently registered with Compound Planning. Compound Planning is an investment advisor registered with the SEC and headquartered in NEW YORK, NY. The firm manages approximately $1 billion - $10 billion in assets for individuals and high-net-worth individuals. They offer financial planning, portfolio management, and educational seminars.
Compound Planning

115 BROADWAY

NEW YORK, NY 10006

$1.40B

Assets Under Management

217

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection of other advisers

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Long Tran’s Registration & Firm History

CA

12/15/2023 - Present

Compound Planning (Oakland CA)

CA

09/30/2014 - 09/20/2016

WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)

CA

07/27/2013 - 10/24/2013

CANTERBURY CONSULTING INCORPORATED (NEWPORT BEACH CA)

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Licenses & Designations

BOTH

Issued 05/23/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/20/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Long N Tran.
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