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Lon Philip Haines

Independence Capital CO., Inc.

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About Lon Philip Haines

Lon Haines is a financial advisor who has been in the industry since 2007. Lon is currently registered with Independence Capital Co., Inc. and has been with the firm since 2012. Prior to that, Lon was registered with NFP Securities, Inc. and Clark Securities, Inc.. Lon's professional qualifications include Series 6, Series 63 and SIE exams. Lon's registration status is active in seven states: Kentucky, Maryland, Massachusetts, New Jersey, Ohio, Pennsylvania and Tennessee. Lon specializes in providing financial planning and portfolio management for individuals.

Firm Information

Lon Haines is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lon Haines’s Registration & Firm History

PA

02/09/2012 - Present

Independence Capital CO., Inc. (Radnor PA)

NC

09/18/2008 - 02/03/2011

CLARK SECURITIES, INC. (GREENSBORO NC)

NJ

08/02/2007 - 06/19/2008

NFP SECURITIES, INC. (MOORESTOWN NJ)

GA

12/02/2005 - 06/21/2007

CBIZ FINANCIAL SOLUTIONS, INC. (ATLANTA GA)

WI

03/03/2005 - 05/27/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 10/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lon Philip Haines.
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