Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lon? Claim Your ProfileLon Leon Nou is a financial professional with over 15 years of experience in the industry. Lon has a broad range of experience with various firms including Wells Fargo Clearing Services, LLC, FSC Securities Corporation, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., Charles Schwab & Co., Inc., and Vanguard Marketing Corporation. Lon holds a variety of licenses, including Series 7, 6, 63, 66, 24, 23, 10, and 9. Lon specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/06/2023 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
GA
05/24/2017 - 01/06/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/24/2017 - 08/26/2022
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/24/2017 - 08/26/2022
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
05/24/2017 - 08/26/2022
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
AZ
12/09/2009 - 05/23/2017
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
10/25/2005 - 09/12/2007
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 11/09/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/19/2019
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/28/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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