Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lon? Claim Your ProfileLon Eric Dircks is an investment advisor representative who has been in the financial services industry since 2003. Lon has a background with Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated, and is currently with Huntleigh Advisors, Inc., where Lon works as an investment advisor representative. Lon is registered with the states of Missouri, Illinois, and Wisconsin. Lon specializes in providing investment advisory services for corporations, charitable organizations, individuals, and high-net-worth individuals. Lon is also a registered principal, holding Series 9 and 10 licenses, and has earned Series 31, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
04/23/2024 - Present
Huntleigh Advisors, Inc. (ST. LOUIS MO)
MO
01/24/2017 - 03/06/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHESTERFIELD MO)
MO
06/01/2009 - 12/09/2016
MORGAN STANLEY (CHESTERFIELD MO)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHILOH IL)
IL
08/08/2003 - 04/02/2007
MORGAN STANLEY DW INC. (SHILOH IL)
BOTH
Issued 08/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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