Unclaimed
Lon Grantham is a financial advisor with Vanguard Marketing Corp. Lon's career in the securities industry began on August 15, 1997. Lon has been registered with FINRA since December 17, 1997. Lon is licensed to provide securities services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/17/1997 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
AZ
10/10/1996 - 12/31/1996
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
07/15/1996 - 08/23/1996
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 07/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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