Unclaimed
Lola Janette Henington is an investment advisor representative with SPC. Lola has been in the securities industry since August 13, 1995. Lola has passed the Series 63, 66, 7 and 31 exams, and the SIE exam. Lola is registered with the Financial Industry Regulatory Authority (FINRA). SPC is an investment advisor that provides financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and pension consulting. SPC has offices in Ann Arbor, Michigan, Greenwood Village, Colorado and other locations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
CO
10/18/2023 - Present
SPC (Greenwood Village CO)
CO
06/01/2009 - 07/15/2016
MORGAN STANLEY (GREENWOOD VILLAGE CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CENTENNIAL CO)
CO
09/21/1993 - 04/02/2007
MORGAN STANLEY DW INC. (CENTENNIAL CO)
BOTH
Issued 01/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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