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Lok ching Tsang

Neuberger Berman BD LLC

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About Lok ching Tsang

Lok ching Tsang is a financial professional with over 10 years of experience in the industry. Lok ching Tsang is a registered investment advisor representative with Neuberger Berman BD LLC and is also a Chartered Financial Analyst. Lok ching Tsang is currently licensed in New Jersey and New York. Lok ching Tsang has worked with Neuberger Berman LLC since 2012. Lok ching Tsang is also a registered representative with FINRA, working with Neuberger Berman LLC since 2012.

Firm Information

Lok ching Tsang is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lok ching Tsang’s Registration & Firm History

NA

03/25/2021 - Present

Neuberger Berman BD LLC (HONG KONG )

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Licenses & Designations

BC

Issued 08/31/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lok ching Tsang.
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