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Lois Shirleen Joha

Wells Fargo Investment Institute, Inc.

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About Lois Shirleen Joha

Lois Shirleen Joha is a registered Investment Advisor Representative at Wells Fargo Investment Institute, Inc. Lois has been in the industry for more than 25 years. Lois has her Series 65 license as an Investment Advisor Representative and holds a Series 7, 53, and 63 license. Lois is a specialist in Financial Planning, Retirement Planning, and Investment Management for both individuals and businesses. Lois has been with Wells Fargo Investment Institute, Inc. since 2007.

Firm Information

Lois Joha is currently registered with Wells Fargo Investment Institute, Inc.. Wells Fargo Investment Institute, Inc. is a Registered Investment Advisor (RIA) headquartered in Charlotte, NC. The firm manages approximately $43.99 billion in assets for clients, including individuals, trusts, businesses, institutions, and charities. The firm's advisory services include portfolio management for individuals and businesses, selection of other advisors, and the publication of periodicals. They also offer a wrap fee program.
Wells Fargo Investment Institute, Inc.

550 SOUTH TRYON STREET

CHARLOTTE, NC 28202

$44.00B

Assets Under Management

3

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lois Joha’s Registration & Firm History

CO

12/20/2021 - Present

Wells Fargo Investment Institute, Inc. (Denver CO)

CO

07/15/2005 - 02/21/2007

HARVESTONS SECURITIES, INC. (GREENWOOD VILLAGE CO)

MO

09/04/1990 - 07/13/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NA

10/24/1986 - 09/04/1990

BOETTCHER & COMPANY, INC.

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Licenses & Designations

IA

Issued 12/18/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lois Shirleen Joha.
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