Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lois? Claim Your ProfileLois Wilson is a financial advisor with UBS Financial Services Inc. Lois has been in the industry for over 20 years. Lois is a Series 7 and Series 63 licensed professional. Lois has experience working with high net worth individuals, corporations, and institutions. Lois provides a wide range of financial services, including financial planning, portfolio management, and investment advisory services. Lois is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/20/2023 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
12/08/2006 - 09/10/2021
OPPENHEIMER & CO. INC. (HOUSTON TX)
TX
05/05/2006 - 11/28/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
11/30/2004 - 05/01/2006
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
MO
07/15/2002 - 12/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
11/15/2000 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/16/2000 - 11/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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