Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lois? Claim Your ProfileLois St pierre is a financial advisor with Raymond James & Associates, Inc. Lois has over 30 years of experience in the financial services industry. Lois is registered with FINRA as a Registered Representative and an Investment Advisor Representative. Lois is also licensed in Louisiana. Lois has a variety of experience in the financial services industry including previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Marquis Investments, L.L.C. Lois is committed to providing her clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
03/20/2015 - Present
Raymond James & Associates, Inc. (Mandeville LA)
LA
12/24/1996 - 03/23/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANDEVILLE LA)
NA
06/11/1991 - 09/24/1996
MARQUIS INVESTMENTS, L.L.C.
BOTH
Issued 12/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1991
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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