Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Logan? Claim Your ProfileLogan Dooley is an investment advisor representative with UBS Financial Services Inc., based in Weehawken, NJ. Logan Dooley has been in the industry since 2019 and currently holds Series 66, Series 7TO, Series 9, Series 10 and SIE licenses. Logan Dooley is registered to offer investment advisory services in 53 states and 1 US territory. UBS Financial Services Inc. provides a range of financial services to a variety of clients, including individuals, corporations, businesses, institutions, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
09/09/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
10/28/2021 - 12/18/2021
J.P. MORGAN SECURITIES LLC (Summit NJ)
NJ
09/23/2019 - 10/05/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/15/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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