Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Logan? Claim Your ProfileLogan Kappes is a financial advisor at Wells Fargo Clearing Services, LLC, a firm with over $10 billion to $50 billion in assets under management. Logan has been in the industry since March 2021, working previously at Morgan Stanley and E*TRADE SECURITIES LLC. Logan is registered in Minnesota as a Registered Representative and Investment Advisor Representative and holds the Series 7, Series 66, and SIE licenses. Logan specializes in investment consulting services for institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
05/31/2024 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
AZ
08/26/2021 - 04/26/2024
MORGAN STANLEY (GILBERT AZ)
AZ
10/04/2022 - 09/05/2023
E*TRADE SECURITIES LLC (Gilbert AZ)
MN
11/30/2020 - 06/21/2021
EQUITABLE ADVISORS, LLC (MINNEAPOLIS MN)
BOTH
Issued 07/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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