Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loc? Claim Your ProfileLoc Pham is a financial advisor with over 25 years of experience in the financial services industry. Loc has held various positions at several firms, including Allstate Financial Services, LLC, SunAmerica Securities, Inc. and WMA Securities, Inc. Loc is currently registered with Farmers Financial Solutions, LLC and holds Series 6, 63, 26 and SIE licenses. Loc is registered in Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/15/2016 - Present
Farmers Financial Solutions, LLC (HOUSTON TX)
TX
11/21/2002 - 01/07/2016
ALLSTATE FINANCIAL SERVICES, LLC (HOUSTON TX)
AZ
12/13/2000 - 11/19/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
08/21/1995 - 12/15/2000
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 03/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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