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Lobna S Hassan

Nylife Securities LLC

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About Lobna S Hassan

Lobna Hassan is a registered representative with Nylife Securities LLC. Lobna has been in the financial services industry since 1999 and is licensed to provide financial advice in California. Lobna holds FINRA Series 6, 26 and 63 licenses as well as the SIE exam. Previously, Lobna was registered with PARK AVENUE SECURITIES LLC, FARMERS FINANCIAL SOLUTIONS, LLC, ALLSTATE FINANCIAL SERVICES, LLC, THE O.N. EQUITY SALES COMPANY, MML INVESTORS SERVICES, LLC, FORESTERS EQUITY SERVICES, INC., NEW ENGLAND SECURITIES, NYLIFE SECURITIES INC., and PRUCO SECURITIES CORPORATION.

Firm Information

Lobna Hassan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lobna Hassan’s Registration & Firm History

CA

10/16/2019 - Present

Nylife Securities LLC (WESTLAKE VILLAGE CA)

CA

03/13/2018 - 09/16/2019

PARK AVENUE SECURITIES LLC (BEVERLY HILLS CA)

CA

03/30/2017 - 12/06/2017

FARMERS FINANCIAL SOLUTIONS, LLC (THOUSAND OAKS CA)

CA

09/01/2015 - 02/07/2017

ALLSTATE FINANCIAL SERVICES, LLC (SIMI VALLEY CA)

CA

04/23/2014 - 02/19/2015

THE O.N. EQUITY SALES COMPANY (WESTLAKE VILLAGE CA)

CA

11/02/2009 - 12/24/2013

MML INVESTORS SERVICES, LLC (WESTLAKE VILLAGE CA)

CA

01/19/2005 - 07/10/2009

FORESTERS EQUITY SERVICES, INC. (WESTLAKE VILLAGE CA)

NY

06/20/2000 - 12/06/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

12/13/1995 - 10/23/1998

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

11/16/1993 - 03/24/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/08/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lobna S Hassan.
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