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Loann Christine Thompson

Nylife Securities LLC

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About Loann Christine Thompson

Loann Christine Thompson is a financial advisor with Nylife Securities LLC, based in Detroit Lakes, MN. Loann has been in the financial services industry since March 1, 1999 and is registered in Minnesota and North Dakota. Loann holds the Series 6, Series 63, and SIE licenses.

Firm Information

Loann Thompson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Loann Thompson’s Registration & Firm History

MN

03/02/1999 - Present

Nylife Securities LLC (DETROIT LAKES MN)

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Licenses & Designations

BC

Issued 10/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Loann Christine Thompson. Review regulatory record here.
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