Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Loan? Claim Your ProfileLoan D Fletcher is a financial professional with over 10 years of experience in the securities industry. Loan is currently registered with Scotia Capital (usa) Inc. Loan has a Series 7, Series 57TO, Series 99TO and SIE licenses. Loan has previously worked with RBC Capital Markets, LLC, KCG Americas LLC and Scotia Capital (usa) Inc. Loan specializes in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NJ
07/18/2016 - 12/22/2020
RBC CAPITAL MARKETS, LLC (Jersey City NJ)
NJ
06/23/2014 - 07/22/2016
KCG AMERICAS LLC (JERSEY CITY NJ)
NY
09/17/2012 - 06/10/2014
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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