Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd William Darling is an experienced financial professional with over 28 years in the industry. Lloyd's career spans a variety of firms, including John Hancock Distributors, Inc., Dean Witter Reynolds Inc., Fahnestock & Co., Inc., Commonwealth Financial Network, and Adirondack Trading Group LLC. Lloyd currently serves as a registered representative for LPL Financial LLC and is registered to provide investment advice in Maine, Massachusetts, and New Hampshire. He specializes in financial planning, portfolio management, and pension consulting. Lloyd has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NH
05/09/2016 - Present
LPL Financial LLC (PORTSMOUTH NH)
NY
11/14/2014 - 05/11/2016
ADIRONDACK TRADING GROUP LLC (NEW WOODSTOCK NY)
NH
04/13/1999 - 11/20/2014
COMMONWEALTH FINANCIAL NETWORK (PORTSMOUTH NH)
NY
10/22/1996 - 03/18/1999
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
05/18/1995 - 10/02/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
12/22/1993 - 07/11/1995
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/22/1993 - 07/11/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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