Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Widom is a registered representative with Needham & Company, LLC. Lloyd has been in the securities industry since August 29, 1999. Lloyd has passed the Series 63, Series 7 and Series 16 exams. Previously, Lloyd was associated with Sidot & Company, LLC, Credit Suisse First Boston Corporation and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
09/07/2017 - Present
Needham & Company, LLC (NEW YORK NY)
NY
10/15/2010 - 04/18/2016
SIDOTI & COMPANY, LLC (NEW YORK NY)
NY
09/11/1996 - 10/16/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/31/1989 - 08/28/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 08/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2010
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 07/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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