Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Thomas Layton is an investment advisor representative who has been in the financial services industry since 1987. Lloyd is currently registered with Realta Investment Advisors, Inc. and has previously worked for Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, and Morgan Stanley & Co., Incorporated. Lloyd provides financial planning and portfolio management services to individuals, corporations, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
02/05/2019 - Present
Realta Investment Advisors, Inc. (WILMINGTON DE)
DC
03/20/2015 - 10/12/2018
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
DC
06/01/2009 - 03/26/2015
MORGAN STANLEY (WASHINGTON DC)
DC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
07/22/2004 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NY
07/24/1995 - 08/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/26/1987 - 07/25/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lloyd Layton is the right advisor for you? Invested Better is here to help.
