Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Russell Weber is a financial professional with over 40 years of experience in the industry. Weber has a strong background in investment consulting and portfolio management. He is currently registered with Wells Fargo Clearing Services, LLC as a Registered Representative and Investment Advisor Representative. Previously, Weber has held positions at firms such as Prudential Securities Incorporated, M.L. Stern & Co., LLC., Smith Barney, Harris Upham & Co., Incorporated, and Industry Savings Plans, Inc. Weber is a highly experienced advisor who is committed to providing personalized financial advice and guidance to clients. He has extensive experience working with individuals, corporations, and institutional clients. He is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/03/2014 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
NY
02/23/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
02/16/1984 - 02/24/2000
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
NA
10/06/1983 - 01/26/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
09/03/1980 - 09/28/1983
M.L. STERN & CO. INC.
NA
04/11/1978 - 09/04/1981
INDUSTRY SAVINGS PLANS, INC.
NA
04/11/1980 - 10/03/1980
CALIFORNIA MUNICIPAL INVESTORS, INC.
BC
Issued 06/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1978
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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