Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Michael Zinberg is a securities professional with over 25 years of experience in the financial services industry. Currently, Lloyd is registered with BNP Paribas Securities Corp. Lloyd has held previous roles with The Vertical Group, RBC Capital Markets Arbitrage, S.A., RBC Capital Markets, LLC, RBC Capital Markets Corporation, Carlin Equities, LLC, Schonfeld Securities, LLC, and Doft & Co., Inc. Lloyd holds a Series 3, 7, 55, 57TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
10/03/2014 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NJ
06/21/2013 - 07/23/2014
THE VERTICAL GROUP (RED BANK NJ)
NY
01/25/2012 - 07/23/2012
RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)
NY
02/29/2008 - 07/17/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/02/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
11/11/1998 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NY
08/12/1996 - 10/29/1998
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
08/25/1995 - 10/10/1995
DOFT & CO., INC. (NEW YORK NY)
BC
Issued 10/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2001
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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