Unclaimed
Lloyd Johnson is a financial professional with over 28 years of experience in the financial services industry. Lloyd is currently registered with AMG Distributors, Inc. Lloyd has held previous positions with SAMMONS FINANCIAL NETWORK, LLC, HARTFORD LIFE DISTRIBUTORS, LLC, PLANCO FINANCIAL SERVICES, LLC, and A I M DISTRIBUTORS, INC. Lloyd holds FINRA Series 6, 7, 26 and 63 licenses and the SIE exam. Lloyd is registered with the following states: Arkansas, Connecticut, Louisiana, New Mexico, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/14/2013 - Present
AMG Distributors, Inc. (STAMFORD CT)
IA
02/06/2012 - 05/30/2013
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
CT
06/04/2008 - 01/20/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
CT
05/09/1997 - 08/23/2006
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
TX
05/20/1993 - 04/25/1997
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 02/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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