Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Sprague is an Investment Advisor Representative with GPS Wealth Strategies Group, LLC and has over 29 years of experience in the financial services industry. Lloyd has a strong track record of providing personalized financial planning and investment management services to a variety of clients, including individuals, families, and small businesses. Lloyd is committed to helping clients achieve their financial goals and is dedicated to providing them with the highest level of service and expertise. Lloyd has held previous registrations with several firms including Allianz Life Financial Services, LLC, AXA Distributors, LLC, MetLife Investors Distribution Company, Jackson National Life Distributors LLC, Transamerica Capital, Inc., Transamerica Securities Sales Corporation, Jackson National Life Distributors, Inc., Jackson National Financial Services, Inc., and Scudder Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
11/10/2021 - Present
GPS Wealth Strategies Group, LLC (CENTENNIAL CO)
MN
05/14/2015 - 06/05/2017
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NC
05/08/2013 - 05/11/2015
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
05/22/2009 - 05/14/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CO
12/18/2007 - 11/06/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
04/05/2000 - 12/13/2007
TRANSAMERICA CAPITAL, INC. (LONE TREE CO)
CA
11/23/1998 - 04/06/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
TN
02/10/1998 - 10/28/1998
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
11/04/1996 - 02/05/1998
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
NY
01/20/1992 - 02/28/1995
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 11/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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