Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Elbert Pegues is a financial professional with over 30 years of experience in the financial services industry. Lloyd has held various positions with several reputable firms including Edward Jones, A. G. Edwards & Sons, Inc., Calamos Financial Services, Inc., and SunAmerica Capital Services, Inc. Currently, Lloyd is an investment advisor representative with Advisors Asset Management, Inc., a firm that provides a range of investment advisory services to various clients, including individuals, businesses, and investment companies. Lloyd specializes in investment advisory services and portfolio management. Lloyd holds the Series 6, 7, 8, 63, 65, and SIE licenses. Lloyd is registered in several states, including Illinois, Maryland, Delaware, Virginia, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Supervisor/evaluator to unit investment trusts
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MD
11/04/2024 - Present
Advisors Asset Management, Inc. (Rockville MD)
IL
09/12/2005 - 06/25/2009
CLAYMORE SECURITIES, INC. (LISLE IL)
MO
02/07/2005 - 08/11/2005
EDWARD JONES (ST. LOUIS MO)
MO
06/16/2003 - 11/28/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IL
06/15/2000 - 09/24/2002
CALAMOS FINANCIAL SERVICES, INC. (NAPERVILLE IL)
NJ
11/25/1998 - 01/19/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TX
10/21/1991 - 09/18/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
11/29/1989 - 10/29/1991
KEMPER FINANCIAL SERVICES, INC.
IA
Issued 05/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1991
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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