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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd? Claim Your ProfileLloyd Dean Laughlin is a financial advisor at Wells Fargo Clearing Services, LLC. Lloyd has been working in the financial services industry since 1983. Lloyd is registered with FINRA and the state of Pennsylvania. Lloyd is also registered as an investment advisor in Texas. Lloyd provides financial planning and investment consulting services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/07/2015 - Present
Wells Fargo Clearing Services, LLC (SEWICKLEY PA)
PA
02/21/2006 - 02/21/2008
CITIGROUP GLOBAL MARKETS INC. (SEWICKLEY PA)
MD
10/17/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
07/26/1999 - 11/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
07/20/1992 - 08/18/1999
ADVEST, INC. (HARTFORD CT)
NY
12/09/1986 - 07/22/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
03/25/1985 - 01/02/1987
ADVEST, INC.
NA
05/18/1984 - 03/28/1985
ARTHURS, LESTRANGE & SHORT
NA
05/17/1983 - 05/05/1984
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 01/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 05/16/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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