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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lloyd dan? Claim Your ProfileLloyd Dan Espiritu Desenganio is a financial advisor who has been active in the industry since August 24, 2015. Lloyd Dan Espiritu Desenganio is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a broker-dealer and investment adviser, and has been registered in the state of California since April 28, 2017. Lloyd Dan Espiritu Desenganio is also registered in Texas since August 15, 2017. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Lloyd Dan Espiritu Desenganio was employed by FARMERS FINANCIAL SOLUTIONS, LLC. Lloyd Dan Espiritu Desenganio holds Series 6, 7, 9, 10, 26, 63, and 66 securities licenses. Lloyd Dan Espiritu Desenganio offers portfolio management for individuals, businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/15/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Vallejo CA)
CA
03/04/2013 - 10/13/2014
FARMERS FINANCIAL SOLUTIONS, LLC (BURLINGAME CA)
BOTH
Issued 04/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/25/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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