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Lloyd Brian Hannan

BA Securities, LLC

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About Lloyd Brian Hannan

Lloyd Brian Hannan has been a registered securities professional since January 2014. Lloyd is currently employed with Ba Securities, LLC. Lloyd has a Series 63, SIE, Series 62 and Series 79 license. Lloyd is licensed in twelve states including California, Delaware, Florida, Illinois, Maryland, Missouri, New Jersey, New York, Ohio, Pennsylvania, Texas and Washington.

Firm Information

Lloyd Hannan is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lloyd Hannan’s Registration & Firm History

PA

01/10/2014 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 01/28/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2015

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/09/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Lloyd Brian Hannan. Review regulatory record here.
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