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Lizzeth Gamboa

PNC Capital Markets LLC

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About Lizzeth Gamboa

Lizzeth Gamboa is a registered representative with PNC Capital Markets LLC in Pittsburgh, Pennsylvania. Lizzeth has been in the financial services industry since June 1, 2009. Lizzeth has held previous positions at FHN Financial Securities Corp, FTN Financial Securities Corp, William Blair, and Stifel, Nicolaus & Company, Incorporated. Lizzeth holds the Series 7, Series 50, Series 52TO, and SIE licenses. Lizzeth is registered in Texas.

Firm Information

Lizzeth Gamboa is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lizzeth Gamboa’s Registration & Firm History

PA

11/15/2022 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

TX

12/03/2019 - 10/31/2022

FHN FINANCIAL SECURITIES CORP. (SAN ANTONIO TX)

TX

08/21/2017 - 07/18/2018

FTN FINANCIAL SECURITIES CORP (SAN ANTONIO TX)

TX

04/13/2017 - 08/01/2017

WILLIAM BLAIR (San Antonio TX)

TX

01/04/2011 - 02/16/2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN ANTONIO TX)

TX

09/27/2007 - 12/10/2010

FIRST SOUTHWEST COMPANY (DALLAS TX)

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Licenses & Designations

BC

Issued 11/02/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2016

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 09/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lizzeth Gamboa.
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