Unclaimed
Lizhong Yu is a registered representative with Peak6 Capital Management LLC. Lizhong has been in the industry since October 15, 2018. Lizhong holds the Securities Industry Essentials (SIE) and Series 57 licenses. Lizhong Yu is registered in the following state: Illinois. Lizhong Yu's registration at Peak6 Capital Management LLC began on October 16, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/16/2018 - Present
Peak6 Capital Management LLC (Chicago IL)
BC
Issued 10/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2018
Series 57 - Securities Trader Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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