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Lizhong Yu

Peak6 Capital Management LLC

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About Lizhong Yu

Lizhong Yu is a registered representative with Peak6 Capital Management LLC. Lizhong has been in the industry since October 15, 2018. Lizhong holds the Securities Industry Essentials (SIE) and Series 57 licenses. Lizhong Yu is registered in the following state: Illinois. Lizhong Yu's registration at Peak6 Capital Management LLC began on October 16, 2018.

Firm Information

Lizhong Yu is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lizhong Yu’s Registration & Firm History

IL

10/16/2018 - Present

Peak6 Capital Management LLC (Chicago IL)

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Licenses & Designations

BC

Issued 10/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2018

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Lizhong Yu.
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