Unclaimed
Lizbeth Baker is a registered representative with Northwestern Mutual Investment Services, LLC. Lizbeth is a licensed advisor in Texas and has been in the industry since 2006. Lizbeth holds the Series 6, SIE, and Series 63 licenses. Lizbeth has been with Northwestern Mutual Investment Services, LLC since 2006. Lizbeth specializes in providing investment advice to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
10/28/2020 - Present
Northwestern Mutual Investment Services, LLC (HOUSTON TX)
TX
02/27/2006 - 04/02/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
BC
Issued 03/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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