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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lizbeth? Claim Your ProfileLizbeth Kathleen Baker is an investment advisor representative with RBC Capital Markets, LLC in Wayzata, Minnesota. Lizbeth Baker has been in the securities industry since August 16, 1982. Lizbeth Baker has passed the Series 6, Series 7, Series 63 and Series 65 exams. Lizbeth Baker's previous employers include Prudential Securities Incorporated, Dean Witter Reynolds Inc., Paine Webber Incorporated and IDS Marketing Corporation. Lizbeth Baker is registered to offer securities in Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Iowa, Maryland, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, Washington and Wisconsin. Lizbeth Baker is also registered with FINRA and the state of Minnesota as an investment advisor representative. Lizbeth Baker specializes in providing financial planning, portfolio management for individuals, businesses and pooled investment vehicles, pension consulting, educational seminars, and the selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/06/2017 - Present
RBC Capital Markets, LLC (WAYZATA MN)
NY
01/31/1992 - 02/13/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/07/1988 - 02/03/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/03/1985 - 11/12/1988
PAINEWEBBER INCORPORATED
NA
08/23/1983 - 05/17/1985
DEAN WITTER REYNOLDS INC.
NA
07/22/1982 - 07/27/1983
IDS MARKETING CORPORATION
IA
Issued 11/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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