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Liza H Serro

Matrix Executions, LLC

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About Liza H Serro

Liza Serro is a financial professional with over 19 years of experience in the financial industry. Liza is currently registered with Matrix Executions, LLC, a firm based in Chicago. Liza is licensed to provide investment advice and services in numerous states across the US. Liza has a strong background in financial markets, and is committed to providing her clients with personalized financial planning and investment management solutions.

Firm Information

Liza Serro is currently registered with Matrix Executions, LLC. Matrix Executions, LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Liza Serro’s Registration & Firm History

IL

06/18/2018 - Present

Matrix Executions, LLC (Chicago IL)

NY

03/01/2017 - 03/19/2018

DASH FINANCIAL TECHNOLOGIES LLC (New York NY)

NY

12/01/2014 - 03/01/2017

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

IL

05/25/2007 - 12/01/2014

LIQUIDPOINT, LLC (CHICAGO IL)

NY

09/29/2003 - 05/07/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Liza H Serro.
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