Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liza? Claim Your ProfileLiza Marquardt is a financial advisor with over 40 years of experience in the industry. Liza is currently registered with Cetera Financial Specialists LLC, Cetera Investment Services LLC, Cetera Advisors LLC, and Cetera Advisor Networks LLC. Liza is licensed to provide investment advice in California, Illinois, and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/06/2022 - Present
Cetera Financial Specialists LLC (SAN DIEGO CA)
CA
02/02/1995 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
08/19/2015 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
IL
10/25/2005 - 11/03/2011
ADVANCED EQUITIES, INC. (CHICAGO IL)
MO
09/06/2007 - 06/02/2008
FFP SECURITIES, INC. (CHESTERFIELD MO)
WA
10/08/2002 - 07/07/2005
WELLS FARGO INVESTMENT SERVICES, LLC (SEATTLE WA)
CA
12/16/1998 - 01/12/2005
WESTERN SECURITIES CLEARING CORP. (SAN DIEGO CA)
NA
12/15/1994 - 01/06/1995
FIRST ALLIED SECURITIES, INC.
CA
05/31/1989 - 12/20/1994
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NA
07/01/1983 - 05/31/1989
FIRST AFFILIATED SECURITIES, INC.
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 12/29/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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