Unclaimed
Liza Kotler is a registered representative with Chardan Capital Markets LLC and is licensed to sell securities in Connecticut and New York. Liza passed the Series 63, Series 79TO, and SIE exams. Liza is a recent addition to the financial services industry having joined Chardan Capital Markets LLC in September 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/05/2023 - Present
Chardan Capital Markets LLC (Greenwich CT)
BC
Issued 08/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/19/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Liza Kotler is the right advisor for you? Invested Better is here to help.