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Liza Beth Kotler

Chardan Capital Markets LLC

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About Liza Beth Kotler

Liza Kotler is a registered representative with Chardan Capital Markets LLC and is licensed to sell securities in Connecticut and New York. Liza passed the Series 63, Series 79TO, and SIE exams. Liza is a recent addition to the financial services industry having joined Chardan Capital Markets LLC in September 2023.

Firm Information

Liza Kotler is currently registered with Chardan Capital Markets LLC. Chardan Capital Markets LLC is a Limited Liability Company formed in 2001. They are registered with the SEC and in 40 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Liza Kotler’s Registration & Firm History

CT

09/05/2023 - Present

Chardan Capital Markets LLC (Greenwich CT)

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Licenses & Designations

BC

Issued 08/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/19/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Liza Beth Kotler.
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