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Liz ann Sonders

Charles Schwab & CO., Inc.

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About Liz ann Sonders

Liz ann Sonders is an experienced financial professional with over 20 years in the industry. Liz ann is currently a Registered Representative with Charles Schwab & CO., Inc. Previously, Liz ann worked at UST Financial Services Corp. and First Fund Distributors, Inc.. Liz ann holds several industry licenses and certifications including Series 2, 3, 6, 7, 63, and 65. Liz ann is registered in Florida and New York. Liz ann's areas of expertise include financial planning and portfolio management for both individuals and businesses.

Firm Information

Liz ann Sonders is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Liz ann Sonders’s Registration & Firm History

CA

03/03/2003 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

NY

06/19/2000 - 08/31/2001

UST FINANCIAL SERVICES CORP. (NEW YORK NY)

AZ

11/25/1998 - 06/29/1999

FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 09/30/1998

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/03/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2003

Series 7 - General Securities Representative Examination

BC

Issued 11/11/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/31/1993

Series 3 - National Commodity Futures Examination

BC

Issued 03/22/1990

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Liz ann Sonders. Review regulatory record here.
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