Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liyun? Claim Your ProfileLiyun Chi has been in the financial industry since 1997 and is currently registered with Citigroup Global Markets Inc. Liyun is licensed in 20 states and has a strong background in investments, including securities and investment company products. Liyun has a diverse client base that includes corporations, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/23/2007 - Present
Citigroup Global Markets Inc. (Irvine CA)
CA
10/06/2006 - 08/08/2007
PRIMEVEST FINANCIAL SERVICES, INC. (CITY OF INDUSTRY CA)
CA
10/05/2001 - 10/06/2006
UVEST FINANCIAL SERVICES GROUP, INC. (INDUSTRY CA)
MN
04/02/2001 - 10/16/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
01/20/2000 - 04/02/2001
SCF SECURITIES, INC. (SAN DIEGO CA)
GA
03/03/1997 - 01/13/2000
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 10/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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