Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liye? Claim Your ProfileLiye Zhang is a financial professional with over 10 years of experience in the securities industry. Liye is currently registered with Wells Fargo Securities, LLC and has been with the firm since September 2015. Prior to joining Wells Fargo Securities, LLC, Liye worked at UBS Securities LLC. Liye holds the Series 63, Series 7, Series 79, and SIE licenses, which allows Liye to provide a broad range of investment services to clients. Liye is licensed to sell securities in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/24/2015 - Present
Wells Fargo Securities, LLC (New York NY)
NY
06/21/2011 - 05/13/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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