Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Liya? Claim Your ProfileLiya Ye is a registered representative and investment banking representative with Kroll Securities LLC. Liya is licensed in California and holds the Series 79TO, Series 63, and SIE licenses. Liya has been in the industry for over 2 years. Liya is located in the Century City, Los Angeles, California office of Kroll Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/17/2022 - Present
Kroll Securities LLC (LOS ANGELES CA)
BC
Issued 08/12/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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