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Liwen Li

Transamerica Financial Advisors, Inc.

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About Liwen Li

Liwen Li is an investment advisor representative (IAR) and a registered representative (RR) with Transamerica Financial Advisors, Inc. Liwen holds Series 63, 65, 6TO and SIE licenses, and is registered with the state of New Jersey and North Carolina. Liwen has been in the financial services industry since June 2021, and has experience working with World Financial Group, Inc. Liwen's practice primarily focuses on financial planning, portfolio management for individuals, and selection of other advisors. In addition to their role at Transamerica Financial Advisors, Inc., Liwen is also a co-owner of Vert Global LLC, an immigration consulting firm.

Firm Information

Liwen Li is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Liwen Li’s Registration & Firm History

NJ

08/23/2023 - Present

Transamerica Financial Advisors, Inc. (PRINCETON NJ)

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Licenses & Designations

BC

Issued 08/02/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/11/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/10/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/31/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Liwen Li.
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