Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Litao? Claim Your ProfileLitao Mai is a financial advisor with Osaic Institutions, Inc. Litao has been in the industry for over 18 years. Litao is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 66, SIE, and Series 7 licenses. Litao specializes in working with corporations, charitable organizations, and individuals. Litao provides financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services to their clients. Litao has a history of working with several other firms including HSBC Securities (USA) INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Litao also owns two rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Osaic Institutions, Inc. (New York NY)
NJ
06/01/2009 - 04/19/2021
HSBC SECURITIES (USA) INC. (FORT LEE NJ)
NJ
11/09/2005 - 05/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
MN
12/03/2004 - 04/06/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/03/2004 - 04/06/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/11/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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