Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lissette? Claim Your ProfileLissette Resnick is a financial advisor with UBS Asset Management (us) Inc. in New York, NY. Lissette has been in the financial industry for over 20 years and is a Series 7, Series 24, and Series 63 licensed representative. Lissette has experience working with a variety of clients, including individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/24/2021 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
01/03/2011 - 12/02/2020
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (New York NY)
NJ
04/29/2005 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (JERSEY CITY NJ)
NY
06/22/2004 - 08/26/2004
JULIUS BAER SECURITIES INC. (NEW YORK NY)
NY
05/01/2001 - 03/03/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/21/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NJ
11/01/1996 - 10/21/1998
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
08/30/1995 - 01/26/1996
YAMATANE SECURITIES (AMERICA) INC. (NEW YORK NY)
BC
Issued 10/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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