Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lissette? Claim Your ProfileLissette Montalvo is a financial professional with over 20 years of experience in the industry. Lissette is currently registered with Raymond James & Associates, Inc. in St. Petersburg, FL. Lissette holds several licenses including Series 7, Series 9, Series 10, Series 63, Series 99TO and SIE. Lissette has experience with various financial products and services, and is dedicated to providing her clients with personalized financial advice. Lissette has previously worked with HSBC Securities (USA) INC. and Legg Mason Investor Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/18/2017 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
12/12/2007 - 07/17/2017
LEGG MASON INVESTOR SERVICES, LLC (MIAMI FL)
FL
01/01/2005 - 11/14/2007
HSBC SECURITIES (USA) INC. (MIAMI FL)
NY
12/06/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 07/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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