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Lise Bensoussan Gurian

Morgan Stanley

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About Lise Bensoussan Gurian

Lise Gurian is a financial advisor with Morgan Stanley. Lise is a registered representative of Morgan Stanley in Texas and is also registered in 39 other states. Lise has been in the financial services industry since June 1982. Lise previously worked at National Securities Corporation, Prime Capital Services, Inc., Kovack Securities Inc., Summit Brokerage Services, Inc., Wachovia Securities Financial Network, LLC, JWGenesis Securities, Inc., and JW Charles Securities, Inc.

Firm Information

Lise Gurian is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Lise Gurian’s Registration & Firm History

FL

08/21/2015 - Present

Morgan Stanley (Boca Raton FL)

FL

11/22/2013 - 07/20/2015

NATIONAL SECURITIES CORPORATION (AVENTURA FL)

FL

01/07/2013 - 11/22/2013

PRIME CAPITAL SERVICES, INC. (AVENTURA FL)

FL

07/13/2011 - 01/02/2013

KOVACK SECURITIES INC. (HOLLYWOOD FL)

FL

10/28/2003 - 01/14/2011

SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)

MO

01/02/2001 - 10/30/2003

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)

FL

01/03/1994 - 01/02/2001

JWGENESIS SECURITIES, INC. (BOCA RATON FL)

FL

11/23/1981 - 01/03/1994

JW CHARLES SECURITIES, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 08/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Lise Bensoussan Gurian. Review regulatory record here.
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