Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisabella? Claim Your ProfileLisabella Golia is a financial advisor at UBS Financial Services Inc. Lisabella has been working in the financial services industry since 2000 and has a wide range of experience with Morgan Stanley, Morgan Stanley DW Inc., and Salomon Smith Barney Inc. Lisabella is licensed to provide financial advice in New York. Lisabella is also a Series 7, 9, 10, 63, and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/10/2023 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
05/18/2017 - 10/11/2023
MORGAN STANLEY (PURCHASE NY)
NY
06/01/2009 - 07/28/2016
MORGAN STANLEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
01/30/2003 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/28/2002 - 12/09/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
04/12/1999 - 10/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
02/01/1999 - 02/16/1999
SPENCER CLARKE LLC (MIAMI BEACH FL)
AZ
12/23/1998 - 02/11/1999
BERRY-SHINO SECURITIES, INC. (SCOTTSDALE AZ)
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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