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Lisaanne Teresa Spinosa-walla

Nylife Securities LLC

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About Lisaanne Teresa Spinosa-walla

Lisaanne Teresa Spinosa-walla is a financial advisor with Nylife Securities LLC based in Cleveland, OH. Lisaanne has been in the industry since October 7, 2013. Previously Lisaanne worked with PRUCO Securities, LLC. and Foresters Financial Services, Inc. Lisaanne holds Series 6, 7, 26, SIE and 99TO licenses.

Firm Information

Lisaanne Spinosa-walla is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisaanne Spinosa-walla’s Registration & Firm History

OH

06/23/2022 - Present

Nylife Securities LLC (CLEVELAND OH)

NJ

10/09/2020 - 05/03/2022

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

09/11/2012 - 11/01/2019

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

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Licenses & Designations

BC

Issued 04/04/2013

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2017

Series 7 - General Securities Representative Examination

BC

Issued 09/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisaanne Teresa Spinosa-walla.
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