Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Zitzmann is a financial advisor with over 23 years of experience in the financial services industry. Lisa is currently registered with Stifel, Nicolaus & Company, Inc. in Missouri and Texas. Lisa is a General Securities Principal, General Securities Representative, and has a Series 66 license. Lisa has worked with a variety of clients, including individuals, businesses, and institutions. Lisa is committed to providing her clients with personalized financial advice and strategies that help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/18/2023 - Present
Stifel, Nicolaus & Company, Inc. (FRONTENAC MO)
MO
06/14/2023 - 10/13/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
02/06/2018 - 10/13/2023
WELLS FARGO CLEARING SERVICES, LLC (FRONTENAC MO)
MO
01/13/2003 - 12/04/2009
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CLAYTON MO)
MO
06/13/2000 - 01/28/2003
EDWARD JONES (ST. LOUIS MO)
MO
07/21/1999 - 06/20/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 07/02/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Zitzmann is the right advisor for you? Invested Better is here to help.
